Will the FCA’s response to Link failures change the role of ACDs?
TTF challenges regulator’s claim its Weif enforcement action will raise industry standards among ACDs
TTF challenges regulator’s claim its Weif enforcement action will raise industry standards among ACDs
Regulator said it would have proposed a penalty of up to £50m if Link had not settled on a scheme of arrangement
92% expect compliance breaches to increase over two-year period
Will increase its workforce to 5,000 staff members by the end of March 2024
Argued against cost disclosure rules for investment companies in reading of second Private Member’s Bill
Top three credit rating agencies accounting for 99% of revenue
Though volatile markets are unnerving for both wealth managers and their clients, Sarasin & Partners’ James Fishbourne says it is during these times you learn long-lasting lessons
Liz Field, chief executive of Pimfa, looks back at a trio of huge regulatory projects – and ahead to what the coming year has in store for the trade body and its membership
Gravis’s Bill MacLeod explains how a FinDaTex tweak could prevent double-counting of investment company costs
The race for Consumer Duty has only just begun, writes Morningstar’s Steve Owen
The trust’s board said it will cooperate fully with the regulator
CGT changes could generate another £1.2bn for the Treasury by 2025