Martin Gilbert: ‘There is no gain without pain’
Assetco’s chair on learning from your mistakes, holding your ground when performance takes a tumble and, most importantly, remaining optimistic
Financial Services Authority
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Saltus’ Jon Macintosh: ‘Our job is to save clients from themselves’
Advisers should be offering solutions that improve their clients’ lives while steering them away from passing trends
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Hector Sants joins Julius Baer International
Former Financial Services Authority chief executive Hector Sants has been named as the chairman of Julius Baer International from 1 July.
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UK regulators to blame for rise of passives – Alan Steel
UK regulators are to blame for the rise of passive funds amid feelings that active managers have fallen short of expectations, according to Alan Steel.
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fsa proposes ban on ucis
The FSA has published proposals to ban the promotion of Unregulated Collective Investment Schemes (Ucis) to the vast majority of retail investors in the UK following a consultation on the products.
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fsa fines coutts for serious and systemic
Coutts & Co has been fined £8.75m by the FSA for anti-money laundering (AML) control failings, which the regulator has termed “serious, systemic and allowed to persist for almost three years”.
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fsa fines three over ucis failings
The FSA has fined three directors at two firms over their failure to ensure retail customers go suitable UCIS advice.
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PA ANALYSIS: Fraud shouldn’t undercut fund security
UK funds offer substantial security for investors despite incidents of fraud that can cause concern.
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FSA still uncertain about cash rebates
The FSA wants more time to consider its ban on cash rebates.
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FSA takes action on ‘misleading’ structured product material
The FSA is to amend its Conduct of Business Sourcebook after a look at structured products.
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FSA warns over ‘misleading’ Connaught AM advertising
The FSA has issued a warning to investors in a pair of Connaught Income Funds.
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FSA fines Bank of Scotland £3.5m over investment failings
The FSA has fined Bank of Scotland £3.5m and secured £17m compensation for customers.
